Foundations and future of financial regulation : governance for responsibility, The

Financial institutions sähkökirjat
Routledge
2014
EISBN 9780203380147
Introduction.
The Objectives of Financial Regulation.
The Decentred Regulatory Space in Financial Sector Governance and the Essential Partnership of Public and Private-led Governance.
The Governance Role of Auditors in Financial Regulation.
The Nature of Investor Protection.
Regulatory Governance of Alternative Investment Fund Managers.
Regulation of Credit Rating Agencies.
Consumer Protection in the Retail Market.
Regulating the Soundness of Financial Intermediaries.
From Financial Intermediaries to Masters of the Universe.
Addressing the Consequences of Financial Empire Building and Systemic Risk Costs.
Boosting Micro-prudential Regulation.
The Meta-regulatory Nature of Risk Management and Corporate Governance.
The Rise of Macro-prudential Supervision.
Information Collection and Surveillance in Macro-prudential Supervision.
The Regulatory Architecture for Macro-prudential Supervision in the UK and EU.
The Pre-emptive Approach in Financial Regulation and the Accountability of Regulatory Authorities in the UK and EU.
The International Framework for Financial Regulation.
Conclusion.
The Objectives of Financial Regulation.
The Decentred Regulatory Space in Financial Sector Governance and the Essential Partnership of Public and Private-led Governance.
The Governance Role of Auditors in Financial Regulation.
The Nature of Investor Protection.
Regulatory Governance of Alternative Investment Fund Managers.
Regulation of Credit Rating Agencies.
Consumer Protection in the Retail Market.
Regulating the Soundness of Financial Intermediaries.
From Financial Intermediaries to Masters of the Universe.
Addressing the Consequences of Financial Empire Building and Systemic Risk Costs.
Boosting Micro-prudential Regulation.
The Meta-regulatory Nature of Risk Management and Corporate Governance.
The Rise of Macro-prudential Supervision.
Information Collection and Surveillance in Macro-prudential Supervision.
The Regulatory Architecture for Macro-prudential Supervision in the UK and EU.
The Pre-emptive Approach in Financial Regulation and the Accountability of Regulatory Authorities in the UK and EU.
The International Framework for Financial Regulation.
Conclusion.
